q-fin.GN · 2026-09-24 · No. 123

General Finance, 2026-09-24.

1 new papers in q-fin.GN. Titles, authors, abstracts. Links to arXiv. Want this in your inbox every morning? Subscribe →

01 — The papers

1 entries
  1. 01

    Compliant AI Infrastructure for Regulated Finance: A tiered multi-agent framework with DLT audit trails for financial operations in DACH

    Walter Kurz, Reinhard Magg

    q-fin.GN · cs.AI

    We present a compliance-first architecture for AI in regulated finance that treats regulation as an orientation layer rather than a deterministic ruleset. A matrix of regulatory intent and exposure provides a compact classification handle, which a governed policy compiler then maps into concrete prohibitions, obligations and runtime budgets. Prohibitions constrain feasibility and block externalisation, while obligations extend tasks with...

    arxiv.org/abs/2609.27632 · PDF

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